Youth offspring of mothers with posttraumatic stress disorder have altered stress reactivity in response to a laboratory stressor
Introduction
Posttraumatic Stress Disorder (PTSD) is a prevalent, costly, and debilitating disorder among adults (Kessler et al., 2005) that can impact multiple areas of an affected person's day-to-day functioning, including one's family (Galovski and Lyons, 2004). Offspring in particular are often impacted by parental PTSD (Samuelson and Cashman, 2008, Chemtob et al., 2010, Weems and Scheeringa, 2013), which may involve ongoing exposure to the parent's symptoms of intrusion (e.g., traumatic nightmares), avoidance (e.g., of people or places that serve as trauma reminders), negative core thoughts and beliefs (e.g., distorted self-blame), and hyperarousal (e.g., exaggerated startle reflex) (APA, American Psychiatric Association, 2013). Increased rates of PTSD and other stress-related psychopathology are found among offspring of parents with PTSD (e.g., Scheeringa and Zeanah, 2001, Yehuda et al., 2008), which is partially attributed to shared trauma exposure or increased likelihood of trauma exposure (e.g., Lehmann, 2000). Roberts et al. (2012) found that children's trauma exposure accounted for 74% of the increased risk of PTSD in their population-based sample of children of mothers with PTSD. Nonetheless, even in the absence of an offspring's exposure to a parent's index traumatic event, the literature supports well-established associations between parents with PTSD and related psychopathology among their offspring (Yehuda et al., 2001a, Leen-Feldner et al., 2013).
As such, the intergenerational transmission of offspring stress-related psychopathology from parents has been of keen empirical and clinical interest. Research that has specifically examined the role of parent gender in the intergenerational transmission of psychopathology from parental PTSD to offspring psychopathology has indicated that effects are particularly robust for mothers (Leen-Feldner et al., 2013); although links between paternal PTSD and offspring depression (Yehuda et al., 2008), as well as the notion of ‘dose effects’ (i.e., associations with offspring psychopathology are stronger when both parents have PTSD) (Yehuda et al., 2001a, Al-Turkait and Ohaeri, 2008), are supported by this small literature base. That maternal PTSD has been shown to lead to significantly elevated risk for offspring PTSD (Yehuda et al., 1998), as well as a range of other psychopathology outcomes (i.e., multifinality; Cicchetti and Toth, 2009), such as anxiety symptoms and externalizing problems (e.g., Linares et al., 2001, Graham-Bermann et al., 2009), lends itself to questions regarding the mechanisms underlying this intergenerational transmission process. Among the biological (e.g., epigenetics; Yehuda and Bierer, 2009; see Schmidt et al., 2011 for a review), psychological, and environmental mechanisms that have been proposed (Leen-Feldner et al., 2013, Rijlaarsdam et al., 2014), a growing body of neuroendocrine research supports the postulation that altered hypothalamic–pituitary–adrenal (HPA) axis functioning plays a role in this transmission (Yehuda et al., 2002). The main aim of this study is to extend this literature by examining the cortisol reactivity of child offspring of mothers with PTSD.
Yehuda and colleagues have examined altered HPA axis functioning in the link between maternal PTSD and offspring vulnerability to psychopathology among offspring of Holocaust-exposed parents (Yehuda et al., 2000, Yehuda et al., 2001b, Yehuda et al., 2007a, Yehuda et al., 2007b) and among a sample of a sample of mothers exposed to 9/11 during their pregnancy (Yehuda et al., 2005). These studies have focused on general biological stress response (e.g., basal cortisol levels, diurnal HPA rhythms). This research team has also examined glucocorticoid sensitivity via dexamethasone suppression tests (Yehuda et al., 2007a), and more recently, via lysozyme suppression tests (Lehrner et al., 2014) among offspring of Holocaust survivors, supporting its association with parental PTSD—and maternal PTSD in particular (Lehrner et al., 2014). In general, the results of these seminal investigations show that the offspring of mothers with PTSD have an attenuated diurnal cortisol response and greater glucocorticoid sensitivity. Similarly, in one of the only studies to date examining HPA axis functioning among school-aged, traumatically-injured offspring of parents with posttraumatic stress, Nugent et al. (2007) found that children with low (initial) cortisol levels and with parents with high levels of posttraumatic stress were at highest risk for the later development of posttraumatic stress. With the exception of this body of literature, relatively few studies have focused specifically on mothers diagnosed with PTSD. There is a broader range of studies that have examined HPA axis functioning through the measurement of cortisol stress response involving offspring whose mothers had experienced stress while pregnant (see Glover et al., 2010 for a review) or who were depressed (Halligan et al., 2007; see Guerry and Hastings, 2011 for a review). However, given the literature that has emphasized specific links between maternal PTSD and later problems in offspring functioning (see Leen-Feldner et al., 2013 for review), beyond exposure to traumatic events (Li et al., 2010) and other psychiatric disorders (Yehuda et al., 1998), children of mothers with PTSD are an important population to study in unveiling stress-related psychopathology transmission mechanisms.
The relatively consistent finding across offspring-maternal PTSD studies to date indicating a blunted effect for cortisol suggests that the mechanism transmitted across generations is related to the tendency for low cortisol levels (Yehuda et al., 2002). Indeed, hyposecretion of cortisol, which represents insufficient activation of the HPA-axis in response to stress, has been found to be a risk factor for PTSD among adults (Mason et al., 1986, Yehuda et al., 1993, Mouthaan et al., 2014) and youth (Nugent et al., 2007). Theories that speak to this link between altered HPA axis functioning and PTSD suggest that low levels of cortisol, or hypocortisolism, may negatively impact the metabolic, immuno- and neurodefensive processes necessary for coping adaptively with acute stressors (Yehuda, 2002). That is, instead of the potentially adaptive pattern of HPA-axis activation (i.e. increasing cortisol in response to a perceived stressor, thereby allowing the body to be physiologically prepared to meet that challenge), levels of cortisol in individuals with PTSD may instead be blunted (Heim, Ehlert, and Hellhammer, 2000). This hypocortisolism may increase a person's vulnerability in the face of a traumatic event or major life stressor. That is, underactivation of the HPA axis may result in a higher propensity toward a heightened state of arousal and increased difficulty modulating intrusive images and thoughts, etc.—in other words, PTSD. The mechanism through which hypocortisolism develops is not yet fully understood, but is most likely to result from prolonged, chronic stress exposure that leads to changes in the biosynthesis of cortisol and the related HPA axis receptors (Heim et al., 2000).
There is robust evidence that maternal trauma (and subsequent PTSD) have intergenerational effects. Yehuda et al. (2005) documented in utero transmission of hypocortisolism in children whose mother was traumatically impacted by the events of September 11th, particularly during the third trimester of pregnancy. These effects are also potentially explained through genetic and epigenetic programming (Pitman et al., 2006, Pratchett and Yehuda, 2014). Animal models also highlight the importance of intergenerational transmission of differences in the expression of glucocorticoid receptor genes (Francis et al., 1999). If a mother with PTSD transmits a lower cortisol tendency, this altered aspect of the HPA axis system may increase the offspring's susceptibility to PTSD when facing traumatic events, as it promotes the likelihood of a non-adaptive physiological response to such stressors. The parenting environment could also play a role in the development of hypocortisolism in children of mothers with PTSD through maladaptive modeling of ineffective coping techniques and/or increased stress exposure (e.g., Sturge-Apple et al., 2012).
In advancing the science underlying the intergenerational transmission of stress-related psychopathology from mothers to offspring, enhancing understanding of the offsprings’ adaptive versus maladaptive reactions to acute stress is vital. Thus, beyond diurnal patterns of general cortisol response and glucocorticoid sensitivity, there is merit in capturing how cortisol levels of PTSD-negative offspring of mothers with PTSD respond when confronted with an acute stressor. Given the value of such laboratory challenge assessments, gold standard paradigms have been validated and widely used to measure cortisol stress reactivity to acute stressors (e.g., Stroud et al., 2002, Nock and Mendes, 2008). A few offspring studies, including with infants (Tollenaar et al., 2011) and young adults (Entringer et al., 2009), have linked altered cortisol stress reactivity in response to a lab-based stressor with having mothers who endured prenatal stress. No study to date has examined cortisol reactivity in response to an acute stressor specifically among youth offspring whose mothers have been diagnosed with PTSD—but who have not yet themselves developed the disorder.
To address this gap, we utilized an offspring case control design in the context of a well-established acute stressor paradigm to investigate the intergenerational transmission of altered stress reactivity among mothers with PTSD and their offspring. Specifically, we compared cortisol reactivity in provocation to a stressor among offspring of mothers without PTSD versus offspring of mothers with PTSD—a population known to be at heightened risk for PTSD but who had not yet developed the disorder themselves. The goal of the current study is to inform this line of research, which seeks to better understand mechanisms (in this case, transmitted altered reactivity) by which offspring of mothers with PTSD are more vulnerable to eventual stress-related psychopathology and PTSD in particular. Based on the plethora of studies that have reported lower basal cortisol levels as noted above (see Yehuda and Bierer, 2008, Leen-Feldner et al., 2013 for reviews), we hypothesized that offspring of mothers with a diagnosis of PTSD would exhibit a blunted cortisol reactivity profile, whereas control offspring would display the expected adaptive peak in cortisol response to the laboratory stressor. As an exploratory aim of the study, we also examined whether offspring of mothers with PTSD would be more likely to report psychopathology symptoms that have been associated with PTSD and stress-related psychopathology, particularly among offspring, including physical symptoms of anxiety, externalizing behaviors, and suicidal ideation (Leen-Feldner et al., 2013).
Section snippets
Participants and procedures
Participants for this study were 72 mother-offspring dyads. They were a subset of mothers and offspring who were selected from a larger study investigating the development of emotional distress disorders (see Barrocas et al., 2012). Briefly, children and adolescents for the larger parent study were recruited by letters sent home to families with a child in 3rd, 6th, or 9th grades of public schools. Interested parents called the laboratory and responded to a brief phone screen that established
Data analytic plan
We first examined descriptive statistics regarding maternal and offspring psychopathology associations as a function of maternal PTSD group, reported below. Then, we analyzed the main study question with a 2 (maternal PTSD group) × 5 (cortisol time point) repeated measures ANOVA. Cortisol distributions were not normally distributed, so ln transformations were used in analyses, and Greenhouse–Geisser corrections were applied because sphericity was apparent. In this repeated measures ANOVA, we
Discussion
The current study is the first to investigate stressor-provoked cortisol levels of youth offspring of mothers diagnosed with PTSD in comparison to stressor-provoked cortisol levels of youth offspring of mothers without PTSD. This study showed that offspring of mothers with PTSD demonstrated an attenuated response to the acute stressor, whereas offspring of mothers without PTSD demonstrated an expected sharp peak in cortisol immediately following the stressor. Results were maintained even after
Role of the funding source
The funding sources had no involvement in the study procedures or manuscript preparation.
Conflict of interest
The authors have no conflicts of interest to disclose.
Acknowledgments
This work was supported by R01MH077195 (PI: Hankin) from the National Institute of Mental Health (NIMH). The preparation of this manuscript was supported by R01DA031285 (PI: Danielson) from the National Institute on Drug Abuse (NIDA) and P50AA010761 (PI: Becker) from the National Institute on Alcohol Abuse and Alcoholism (NIAAA). Views expressed herein are those of the authors and do not necessarily represent the official views of NIMH, NIDA, or NIAAA. We thank Kathryn Soltis for her assistance
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